Recent Publications
"Exempt and Hybrid Securities" and "SEC Reporting Issues for Foreign Private Issuers"
By James R. Tanenbaum, F72
Exempt and Hybrid Securities (Practising Law Institute) - This is the first practical, plain-English resource to provide attorneys, investment bankers and other capital markets participants with comprehensive legal, regulatory and procedural guidance regarding offerings exempt from the registration requirements of Section 5 of the Securities Act.
SEC Reporting Issues for Foreign Private Issuers (BNA Tax & Accounting) - Discussing the securities laws applicable to foreign private issuers that access the US capital markets, this is a practical resource for both legal practitioners and their clients raising capital within the current SEC framework.